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Introduction to Conduct Risk

Updated: Apr 12, 2021

In this presentation, hosted by Iain McNaughton, we will be discussing poor conduct in the finance industry, and how this can be addressed, and providing a brief overview of the principles for measuring and quantifying conduct risk.

Areas of focus include:

  • Drivers of misconduct in the Finance Industry

  • Quantifying Conduct Risk

  • Definitions of Conduct Risk

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